• Performed audits and reviews of Market Risk Management & Control, Credit Risk Management, Financial Product Control and Trading groups in New York, Chicago and Toronto offices • Performed profitability analysis, risk analysis and reviewed counterparty credit risk exposures • Analyzed and validated business processes, and provided consultation to business line management and personnel to identify internal control weaknesses within the investment bank • Ran the New Products Due Diligence and Structured Transaction Approval process review

• Performed due diligence and risk-based audits of the Deephaven multi-strategy hedge fund with $4 bln under management in the areas of Portfolio and Risk Management & Analysis • Assisted with setting up a risk management function at the broker/dealer and its hedge fund and provided a leadership role in identifying weaknesses in risk management processes • Performed review of trading and risk management strategies as well as risk-based audits of the firm’s equity trading businesses in New York, Chicago, San Francisco and London in the areas of Trading, Compliance and Valuations and advised on various current issues

• Performed risk-based audits of treasury and various investment bank's trading businesses in New York, London, Barbados, Toronto and Tokyo in the areas of Risk Management, Valuations, Trading & Compliance and hedge effectiveness testing (FAS 133/AcG 13) • Managed global risk management audit for Toronto, New York and London offices of the investment bank as well as a number of other Trading & Treasury audits • Participated in New Initiatives Business review for Equity Derivatives business

• Assisted marketers with OTC Energy as well as Precious and Base Metals derivative transactions, produced ISDA (International Swap and Derivatives Association) trade confirmations, and reviewed structured deals for accuracy of financial terms • Gained in-depth understanding of various financial products (Interest Rates, Equities, Foreign Exchange, Commodities and Structured products) as well as various hedging structures • Prepared client valuation statements (Profit & Loss) as well as interacted with clients, traders, marketers/ structurers, Trading Credit Risk Management and Legal Advisory in US & Canada • Prepared and assisted management with the review of Key Risks Indicator Packages including Largest Credit Exposures reports for the OTC derivative transactions and assessment of credit risk with the counterparties as well as performing collateral management function

Economics and Finance, Masters in Economics

Economics, Bachelor of Arts and D.H.S. in Economics

BBA program , completed 2 years of BBA program

Economics, completed 1st year

Global Association of Risk Professionals (GARP), FRM Designation

Institute of Internal Auditors, CFSA Designation

CFA INSTITUTE (former AIMR), CFA Charter

Global Association of Risk Management Professionals (GARP), Financial Risk Manager designation

AICPA, completed all the exams

Canadian Imperial Bank of Commerce (CIBC), Certificate of completion

Canadian Securities Institute , Successfully completed several courses